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On the evening of the 12th, Guotai Junan and Haitong Securities both announced that they had checked the transactions of insiders involved in this transaction in A shares of Guotai Junan and Haitong Securities, involving 11 related natural persons.According to the announcement, the self-examination period of insider information about the stock trading of this transaction is from six months before the merging parties first disclose this transaction or apply for stock suspension for this transaction (whichever is earlier) to the day before the first disclosure of "Guotai Junan Securities Co., Ltd. Share Exchange, Absorbing and Merging Haitong Securities Co., Ltd. and Raising Matching Funds and Related Party Transactions (Draft)", that is, from March 5, 2024 to November 21, 2024.Choose your nickname! First come, first served, go to customization > >

Eleven natural persons bought and sold A shares during the self-inspection period.Institutional trading situationAccording to the announcement, for the above-mentioned behavior of buying and selling stocks during the self-inspection, the insiders of relevant insider information have issued self-inspection reports or explanations and commitments respectively, all of which indicate that the relevant operations are entirely based on the open market and personal independent judgment, and are purely personal investment behaviors, which have nothing to do with this major asset restructuring, and there is no situation of using the insider information of this major asset restructuring for trading.

Eleven natural persons bought and sold A shares during the self-inspection period.According to the information issued by the above-mentioned institutions, there is no correlation between the above stock trading behavior and this major asset restructuring, and it does not involve the use of insider information for trading.According to the announcement, the self-examination period of insider information about the stock trading of this transaction is from six months before the merging parties first disclose this transaction or apply for stock suspension for this transaction (whichever is earlier) to the day before the first disclosure of "Guotai Junan Securities Co., Ltd. Share Exchange, Absorbing and Merging Haitong Securities Co., Ltd. and Raising Matching Funds and Related Party Transactions (Draft)", that is, from March 5, 2024 to November 21, 2024.